| CLIENT: |
Small to medium sized corporate member ("Broker")
of the Australian Stock Exchange ("ASX"). |
| INITIAL BRIEF: |
- Assist with the management buyout of offshore equity interests in Broker;
- Disengage related administrative/financial control services to date provided by local
associates of exiting shareholder;
- Secure and electronically archive historical records;
- Install and resourse in-house GL; and
- Facilitate electronic interface between Broker's trading system and GL to enable
efficient and timely daily management reports (and meet ASX Business Rules risk
measurement requirements).
|
| SUBSEQUENT BRIEFS: |
- Transition ASIC & Tax reporting from March year end to June year end with a one-off
15 month period;
- Change Auditors (prior to period end and AGM);
- Capital reduction;
- Existing shareholding restructure; and
- Move from Equity Clearing to Equity Participant Member
|